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Business Formation
Corporations
Limited Liability Companies

Capital formation & fundraising
Buying or selling a business
Contract review & preparation
Corporate governance
Hedge & private equity funds
Joint ventures & alliances
SEC rules and regulations
Secured lending
Shareholder disputes
Stock option plans
Wills and estate planning
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Rates and Prepaid Services


 SEC rules and regulations
  • Registration Statements
  • Annual Reports
    (Forms 10-K, 10-KSB)
  • Quarterly Reports
    (Forms 10-Q, 10-QSB)
  • Current Reports
    (Form 8-K)
  • Proxy Statements
  • Sarbanes-Oxley compliance

     Counsel can review your reports and give you comfort that your latest filing complies with the latest SEC releases.

     Every reporting company needs help in this area. Many types of securities matters can be handled efficiently and effectively in a small firm environment.

 


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